Compliance Manager

Locations : London or Gloucestershire (hybrid)

Lutine Bell is supporting a well established Re-Insurance organisation who is looking to appoint a Compliance Manager (Generalist) into their London or South-West office.

Key Responsibilities

• Monitor conduct risk, general compliance risk including that arising from activities of outsourced service providers and share with the Risk and Internal Audit teams the findings of their activities.
• Implement and manage the Compliance framework (including the compliance monitoring activities) and all related policies, processes and tools and provide consultation and advice on compliance matters
• Make timely, appropriate submissions and reports to the FCA and PRA
• Monitor and oversee the policies and procedures of outsourced providers
• Develop and maintain management tools to provide MI

Requirements

• Completed or studying for a compliance professional qualification (CISI or equivalent), with experience in an operational compliance function
• Strong understanding of FCA and PRA regulatory requirements (including SMCR) and relevant industry standards
• Relevant experience within the insurance or wider financial services sector
• Experience of effective horizon scanning
• Proven ability to produce high-quality management information, maintain accurate records and deliver clear reporting